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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-11-14 |
Branch Locations
8605 University City Blvd, Charlotte, NC 28213 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 06/2022 | Present |
| Secu Life Insurance Company | Raleigh | NC | 06/2022 | Present |
| State Employees' Credit Union | Charlotte | NC | 08/2016 | Present |
| Credit Union Investment Services | Raleigh | NC | 08/2022 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES. START DATE 8/2016. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 6/2022. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Door Dash, Charlotte, NC. Not investment related. Food Delivery Driver. Start date: 1/2022. Hrs/mo: 10. None during trading hours. Business Name: Spooky Whiskers Rescue Address: 411 E White St Rock Hill, SC. 29730 Type of Business: Non-Profit Title: Secretary Duties: Administrative tasks, and record info for rescue animals. Start Date: 07/07/2026 Hours worked per month: 10
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-15 |
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