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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-11-14
  • NC RA
    APPROVED
    Since 2022-11-14

Branch Locations

8605 University City Blvd, Charlotte, NC 28213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 06/2022 Present
Secu Life Insurance Company Raleigh NC 06/2022 Present
State Employees' Credit Union Charlotte NC 08/2016 Present
Credit Union Investment Services Raleigh NC 08/2022 Present
  • 06/2022 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 06/2022 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 08/2016 → Present
    State Employees' Credit Union
    Charlotte, NC
  • 08/2022 → Present
    Raleigh, NC
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES. START DATE 8/2016. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 6/2022. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Door Dash, Charlotte, NC. Not investment related. Food Delivery Driver. Start date: 1/2022. Hrs/mo: 10. None during trading hours. Business Name: Spooky Whiskers Rescue Address: 411 E White St Rock Hill, SC. 29730 Type of Business: Non-Profit Title: Secretary Duties: Administrative tasks, and record info for rescue animals. Start Date: 07/07/2026 Hours worked per month: 10

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-14
S63 Uniform Securities Agent State Law Examination 2022-08-15
  • S65 Uniform Investment Adviser Law Examination
    2022-11-14
  • S63 Uniform Securities Agent State Law Examination
    2022-08-15
Other Names
  • Erin Lee Garner
  • Erin Lee Johnson

View on SEC IAPD

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