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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-01-23
  • SD RA
    APPROVED
    Since 2023-01-23

Branch Locations

5310 W 26Th St, Sioux Falls, SD 57106-0602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Sioux Falls SD 06/2022 Present
Tri-Valley Public Schools Colton SD 07/2018 06/2022
Canton Public Schools Canton SD 08/2010 07/2018
  • 06/2022 → Present
    Sioux Falls, SD
  • 07/2018 → 06/2022
    Tri-Valley Public Schools
    Colton, SD
  • 08/2010 → 07/2018
    Canton Public Schools
    Canton, SD
Other Businesses

Business Ownership; L&L Services LLC; Owner; Manage Ameriprise Business; 3650 S Broek Dr. #2, , Sioux Falls, SD, 57106; Not Investment-Related; 04/15/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; L&L Services LLC; Owner; Manage advisory business; 3650 S Broek Dr. #2, , Sioux Falls, SD, 57106; Not Investment-Related; 04/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-13
  • S66 Uniform Combined State Law Examination
    2023-01-13
Other Names
  • Eric Smart

View on SEC IAPD

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