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Alexander J Faria

Morgan Stanley

Dallas, TX

CRD 7576572

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-24
CA RA APPROVED 2023-02-17
  • TX RA
    APPROVED
    Since 2023-02-24
  • CA RA
    APPROVED
    Since 2023-02-17

Branch Locations

2121 North Pearl Street Suite 500, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Dallas TX 06/2022 Present
Olive Garden Irvine CA 01/2022 03/2023
Grocery Outlet Ferndale WA 05/2021 08/2021
Westside Pizza Ferndale WA 08/2019 08/2021
Wcsra Ferndale WA 08/2017 08/2020
Whatcom County Liquor And Cannabis Board Mt. Vernon WA 07/2018 08/2021
Chapman University Orange CA 02/2020 Present
Unemployed Ferndale WA 11/2012 08/2017
Morgan Stanley Private Bank, N.A New York NY 12/2024 Present
  • 06/2022 → Present
    Dallas, TX
  • 01/2022 → 03/2023
    Olive Garden
    Irvine, CA
  • 05/2021 → 08/2021
    Grocery Outlet
    Ferndale, WA
  • 08/2019 → 08/2021
    Westside Pizza
    Ferndale, WA
  • 08/2017 → 08/2020
    Wcsra
    Ferndale, WA
  • 07/2018 → 08/2021
    Whatcom County Liquor And Cannabis Board
    Mt. Vernon, WA
  • 02/2020 → Present
    Chapman University
    Orange, CA
  • 11/2012 → 08/2017
    Unemployed
    Ferndale, WA
  • 12/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-17
  • S66 Uniform Combined State Law Examination
    2023-02-17

View on SEC IAPD

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