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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-01-05
  • TN RA
    APPROVED
    Since 2026-01-05

Branch Locations

Nashville, TN • United States

4020 Aspen Grove Drive Suite 380, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Securities Llc Nashville TN 07/2022 04/2025
Maggart And Associates Cpas Nashville TN 05/2020 07/2022
Citizens Tri-County Bank Dunlap TN 05/2016 05/2020
Janney Montgomery Scott Llc Franklin TN 04/2025 06/2025
Rbc Capital Markets, Llc Franklin TN 06/2025 Present
  • 07/2022 → 04/2025
    Ubs Securities Llc
    Nashville, TN
  • 05/2020 → 07/2022
    Maggart And Associates Cpas
    Nashville, TN
  • 05/2016 → 05/2020
    Citizens Tri-County Bank
    Dunlap, TN
  • 04/2025 → 06/2025
    Janney Montgomery Scott Llc
    Franklin, TN
  • 06/2025 → Present
    Franklin, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-30
  • S66 Uniform Combined State Law Examination
    2025-12-30
Other Names
  • Ben Davis

View on SEC IAPD

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