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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-01-05 |
Branch Locations
4020 Aspen Grove Drive Suite 380, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Securities Llc | Nashville | TN | 07/2022 | 04/2025 |
| Maggart And Associates Cpas | Nashville | TN | 05/2020 | 07/2022 |
| Citizens Tri-County Bank | Dunlap | TN | 05/2016 | 05/2020 |
| Janney Montgomery Scott Llc | Franklin | TN | 04/2025 | 06/2025 |
| Rbc Capital Markets, Llc | Franklin | TN | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-30 |
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