Frank Price Phillips

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 10/2018
  Arthur J. Gallagher
  Nashville, TN
• 11/2018 → 09/2019
  Unemployed
  Nashville, TN
• 09/2019 → 05/2021
  Raymond James & Associates, Inc
  Nashville, TN
• 05/2021 → 10/2025
  Wileybros Aintree Capital Llc
  Nashville, TN
• 10/2025 → Present
  Lpl Financial Llc
  Brentwood, TN

Previous Registrations

• 2021-05-28 → 2025-10-07
  &Partners
  Nashville, TN
• 2019-12-26 → 2021-06-03
  Raymond James & Associates, Inc.
  Nashville, TN
• 2013-02-13 → 2013-02-22
  Raymond James & Associates, Inc.
  Memphis, TN
• 2006-10-16 → 2013-02-13
  Morgan Keegan & Company, Llc
  Memphis, TN
  Memphis, TN

Other Businesses

1) 09/2025 - The Phillips Group / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 hrs per month - 100% time spent 2) 09/2025 - Gladstone Wealth Partners / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 hrs per month - 100% time spent 3) 09/2025 - Silverleaf Wealth Management / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 hrs per month - 100% time spent

Exams

• S66 Uniform Combined State Law Examination
  2019-12-18

Other Names

• Frank Price Phillips
• Frank Price Phillips