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Kimberly Ann Rodriguez

Capital Client Group, Inc.

San Antonio, TX

San Antonio, TX

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-20
  • TX RA
    APPROVED
    Since 2023-07-20

Branch Locations

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northside Isd San Antonio TX 08/2013 08/2022
Lpl Financial Llc San Antonio TX 06/2022 07/2023
Texas A&M Commerce Commerce TX 08/2019 05/2021
Capital Group / American Funds Distributors, Inc. San Antonio TX 07/2023 01/2024
Capital Group / American Funds Distributors, Inc. San Antonio TX 01/2024 03/2026
Capital Client Group/Capital Group, Inc. San Antonio TX 03/2026 Present
  • 08/2013 → 08/2022
    Northside Isd
    San Antonio, TX
  • 06/2022 → 07/2023
    Lpl Financial Llc
    San Antonio, TX
  • 08/2019 → 05/2021
    Texas A&M Commerce
    Commerce, TX
  • 07/2023 → 01/2024
    Capital Group / American Funds Distributors, Inc.
    San Antonio, TX
  • 01/2024 → 03/2026
    Capital Group / American Funds Distributors, Inc.
    San Antonio, TX
  • 03/2026 → Present
    Capital Client Group/Capital Group, Inc.
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-09
  • S66 Uniform Combined State Law Examination
    2023-01-09

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
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