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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-15 |
| CA | RA | APPROVED | 2022-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Irvine | CA | 06/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 06/2022 | Present |
| Bank Of America | Los Angeles | CA | 07/2021 | 05/2022 |
| Bank Of America | Los Angeles | CA | 06/2020 | 08/2020 |
| David A Vasquez Cpa | Tustin | CA | 05/2019 | 08/2019 |
| University Of Notre Dame | South Bend | IN | 08/2017 | 05/2021 |
| Unemployed | Newport Beach | CA | 06/2012 | 07/2017 |
| Unemployed | Newport Beach | CA | 06/2021 | 06/2021 |
| Golden Eagle Court Llc | Mission Viejo | CA | 10/2022 | Present |
Entity Name: Golden Eagle Court LLC Investment related: No Address: 2 Golden Eagle Court, Mission Viejo, CA 92656 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I recently purchased a residential home that I am not currently living in. Thus, I hope to start collecting rent on this home
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-16 |
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