Cole H Smith

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-09
TX	RA	APPROVED	2026-01-08
TN	RA	APPROVED	2025-12-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Sumitomo Mitsui Banking Corporation	New York	NY	07/2022	07/2025
Evolution Capital Management	Incline Village	NV	09/2020	08/2021
Princeton University (Senior Year Following Gap Year)	Princeton	NJ	08/2021	05/2022
Simplicity Group Holdings	Summit	NJ	06/2019	08/2019
Princeton University	Princeton	NJ	07/2018	08/2018
Full-Time Education (High School)	Knoxville	TN	01/2015	05/2017
Full-Time Student	Princeton	NJ	08/2017	05/2020
Full-Time Student	Princeton	NJ	08/2021	05/2022
Unemployed	Knoxville	TN	05/2017	08/2017
Baird	Knoxville	TN	07/2025	Present
Unemployed	Knoxville	TN	05/2020	09/2020

07/2022 → 07/2025

Sumitomo Mitsui Banking Corporation

New York, NY
09/2020 → 08/2021

Evolution Capital Management

Incline Village, NV
08/2021 → 05/2022

Princeton University (Senior Year Following Gap Year)

Princeton, NJ
06/2019 → 08/2019

Simplicity Group Holdings

Summit, NJ
07/2018 → 08/2018

Princeton University

Princeton, NJ
01/2015 → 05/2017

Full-Time Education (High School)

Knoxville, TN
08/2017 → 05/2020

Full-Time Student

Princeton, NJ
08/2021 → 05/2022

Full-Time Student

Princeton, NJ
05/2017 → 08/2017

Unemployed

Knoxville, TN
07/2025 → Present

Baird

Knoxville, TN
05/2020 → 09/2020

Unemployed

Knoxville, TN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-29

Other Firms