James Anthony Polcaro

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2022-06-21
TX	RA	APPROVED_RES	2021-01-11
MD	RA	APPROVED	2008-01-23

VT RA
APPROVED

Since 2022-06-21
TX RA
APPROVED_RES

Since 2021-01-11
MD RA
APPROVED

Since 2008-01-23

Branch Locations

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Bethesda	MD	10/2007	Present

10/2007 → Present

Ubs Financial Services Inc

Bethesda, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-21

S66 Uniform Combined State Law Examination

2008-01-21

Other Names

James Anthony Polcaro Ii

View on SEC IAPD

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KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

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NOORDZEE CAPITAL LLC · BETHESDA, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD

HIGHTOWER ADVISORS, LLC · BETHESDA, MD

GOLDEN WEALTH STRATEGIES · Bethesda, MD

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