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Summer Marie Harris

Rbc Capital Markets, LLC

East Boston, MA

Boston, MA

CRD 7575006

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-01-02
  • CT RA
    APPROVED
    Since 2025-01-02

Branch Locations

East Boston, MA • United States

225 Franklin Street Suite 2700, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Boston MA 05/2022 Present
Black Sheep Coal Fired Pizza Minneapolis MN 04/2021 06/2022
Lutheran Social Service Of Minnesota St. Paul MN 06/2018 05/2022
University Of Minnesota Duluth - Mn Sea Grant Duluth MN 06/2016 05/2018
Grandmas Restaurant Corporation Duluth MN 05/2016 06/2018
Lucky's 13 Duluth MN 01/2017 12/2017
Blackwoods Group Duluth MN 06/2016 09/2016
Lutheran Social Service Duluth MN 01/2018 05/2018
Rbc Global Asset Management(Us) Inc. Boston MA 05/2022 Present
  • 05/2022 → Present
    Boston, MA
  • 04/2021 → 06/2022
    Black Sheep Coal Fired Pizza
    Minneapolis, MN
  • 06/2018 → 05/2022
    Lutheran Social Service Of Minnesota
    St. Paul, MN
  • 06/2016 → 05/2018
    University Of Minnesota Duluth - Mn Sea Grant
    Duluth, MN
  • 05/2016 → 06/2018
    Grandmas Restaurant Corporation
    Duluth, MN
  • 01/2017 → 12/2017
    Lucky's 13
    Duluth, MN
  • 06/2016 → 09/2016
    Blackwoods Group
    Duluth, MN
  • 01/2018 → 05/2018
    Lutheran Social Service
    Duluth, MN
  • 05/2022 → Present
    Rbc Global Asset Management(Us) Inc.
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-29
  • S66 Uniform Combined State Law Examination
    2024-12-29
Other Names
  • Summer Harris

View on SEC IAPD

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