Nicholas Michael Piehler

Current Employers

Employment History

• 08/2013 → Present
  Davie Kaplan Cpa, P.C.
  Rochester, NY
• 06/2022 → 09/2025
  Avantax Investment Services Inc.
  Rochester, NY
• 06/2022 → 09/2025
  Avantax Advisory Services
  Rochester, NY
• 07/2010 → Present
  J-Bob Properties Inc.
  Fairport, NY
• 01/2024 → Present
  Davie Kaplan Wealth Care Advisors, Llc
  Rochester, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Rochester, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2023 → Present
  Dkcb Financial Advisors, Llc
  Rochester, NY

Previous Registrations

• 2023-02-03 → 2025-09-05
  Avantax Advisory Services
  Rochester, NY
  Rochester, NY

Other Businesses

1) DAVIE KAPLAN CPA, P.C; Shareholder AND FINANCIAL PROFESSIONAL; CPA services:Accounting/Bookkeeping/CPA/Tax ServicesTax PlanningTax PreparationTax return filingsAttest services; NIR; HRS 20; HRS: 100; 08/26/2013; 1000 First Federal Plaza, Rochester NY 14614, United States; 1. Tax Services2. Audit Services3. Business accounting consulting services4. Peer Review services5. Recruiting / Staff Development 2) CATHOLIC NEWMAN COMMUNITY AT THE UNIVERSITY OF ROCHESTER; Finance Committee Chairman NATURE: Catholic Newman Community at the University of Rochester NIR; HRS 5; HRS 5; 07/01/2015; Interfaith Chapel 1045 Wilson Boulevard Box 270501, Rochester NY 14627, United States; Coordinate finance committee meetings and annual budgeting process, Review budget to actual performance quarterly, Provide advise on various financial concerns relating to the organization, Identify and discuss potential threats to the organization and relevant solutions. I make no investment decisions as the organization' investment activities are restricted and dictated by the Diocese of Rochester; 3) NATIVITY PREPARATORY ACADEMY OF ROCHESTER; Finance Committee Member / Board Member NATURE: catholic middle school for disadvantaged children in the Rochester, NY area. NIR; HRS: 10; HRS: 10; 07/01/2016; 15 Wahlin St, Rochester NY 14614; 1. Plan and administer the annual fund raiser, advise board regarding the finances of the organization, Annual 990 filing, Coordinate the annual audit of the organization. I make no investment decisions 4) J BOB PROPERTIES INC.; Owner; Rental real estate management; IR; # OF HRS: 10; TRADING HRS: 0; 07/06/2010; 42 Boxwood Ln, Fairport NY 14450; Coordinate rental of property, repairs, finances. 5) Davie Kaplan Wealth Care Advisors, LLC; Formerly DKCB Wealth Care Advisors, LLC) Start 1/1/2024; ADDR: Rochester NY; Investment Adviser Representative; NATURE: Financial svcs; IR # OF HRS: 40 ; TRADING HRS: 40; MEMBER/REFERRING ADVISOR 6) FRIENDS OF SCHOLASTIC CREW; Treasurer;. NPO for the McQuaid Jesuit Highschool crew team. The activity includes fund raising and registration. NIR; # OF HRS: 5; TRADING HRS: 0; 10/01/2024; 1800 South Clinton Ave, Rochester NY 14618; I will serve as the organization's treasurer. I will have no check signing authority and no banking authority. I will prepare the monthly bookkeeping and annual tax filings. 7) Eugene M. Petilli Spousal Lifetime Access TR; Co-Trustee; The trust is designed to hold stock in Grantor's Company for spouse. ; NIR; 0; 07/01/2022; 6977 Hackney CIR Victor NY 14564; None at this time until grantor's death. Grantor approximately 50s. I am the current trustee. 8) DKCB FINANCIAL ADVISORS, LLC - INVESTMENT RELATED: YES, SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2023, APX NUMBER OF HOURS PER WEEK: .5, REFERRAL - REFER HIGH NET WORTH CLIENTS TO RIA AS APPROPRIATE; 9) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC CRD# 140436, INVESTMENT RELATED: YES SAME AS REGISTERED LOCATION : ADVISORY SERVICES INVESTMENT ADVISORY REPRESENTATIVE START DATE: 09/2023, APX NUMBER OF HOURS PER WEEK: .5, FINANCIAL PLANNING; 10) DAVIE KAPLAN PROFIT SHARING PLAN, INVESTMENT RELATED: YES, SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: PROFIT SHARING PLAN, START DATE: 05/2025, TRUSTEE, APX NUMBER OF HOURS PER WEEK: .5, REVIEWING INVESTMENT OPTIONS & PORTFOLIO PERFORMANCE WITHIN DAVIE KAPLAN'S PROFIT SHARING PLAN; 11. 2) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (INSURANCE) POSITION: INSURANCE AGENT, NATURE: INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS:: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/2023 DESCRIPTION: INSURANCE AGENT - CONDUCTS INSURANCE SALES/REFERRALS

Exams

• S66 Uniform Combined State Law Examination
  2023-02-03

Other Names

• Nicholas Michael Piehler
• Nicholas M Piehler
• Nicholas Piehler