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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-23 |
| CT | RA | APPROVED | 2025-05-27 |
Branch Locations
One Monarch Place Suite 720, Springfield, MA 01144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Vernon | CT | 02/2023 | 05/2025 |
| Securities America, Inc. | Vernon | CT | 06/2022 | 02/2023 |
| Bryant University | Smithfield | RI | 09/2018 | 05/2022 |
| First County Advisors | Stamford | CT | 06/2021 | 08/2021 |
| 30 Stoneycrest Drive Llc | Middletown | CT | 01/2018 | 10/2019 |
| Xavier High School | Middletown | CT | 08/2015 | 06/2018 |
| 30 Stoneycrest Drive Llc | Middletown | CT | 08/2016 | 09/2018 |
| Kevin K. Coleman Elementary | Woonsocket | RI | 01/2021 | 07/2021 |
| Lyman Orchards | Middlefield | CT | 03/2020 | 08/2020 |
| Powder Ridge Ski Resort | Middlefield | CT | 12/2020 | 01/2022 |
| Essex Steam Train And Riverboat | Essex | CT | 05/2019 | 09/2020 |
| Ubs Financial | Springfield | MA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-31 |
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