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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Paramus | NJ | 07/2023 | 04/2024 |
| St. Lukes Cornwall Hospital | Newburgh | NY | 07/2021 | 11/2021 |
| D&T Murphy & Associates | Middletown | NY | 02/2022 | 10/2022 |
| Sacred Heart University, Incorporated | Fairfield | CT | 11/2017 | 06/2021 |
| Gap Inc. | Fishkill | NY | 12/2020 | 12/2020 |
| Chips Restaurant | Fairfield | CT | 08/2020 | 10/2020 |
| Fedex Ground | Montgomery | NY | 05/2020 | 08/2020 |
| Pvh Corp | Woodbury | NY | 02/2017 | 08/2019 |
| Darden Restaurants (Olive Garden) | Middletown | NY | 07/2019 | 08/2019 |
| Town Of Wallkill Boys And Girls Club | Circleville | NY | 06/2014 | 08/2019 |
| Ups | Newburgh | NY | 12/2017 | 01/2018 |
| Brooks Brothers Group Inc. | Woodbury | NY | 10/2016 | 01/2017 |
| Full Time Education | Fairfield | CT | 08/2017 | 05/2021 |
| Full Time Education | Goshen | NY | 08/2013 | 05/2017 |
| Pride One | New York | NY | 06/2022 | 07/2023 |
| Hudson Valley Credit Union | Lagrange | NY | 01/2025 | 12/2025 |
| Unemployed | Middletown | NY | 04/2024 | 01/2025 |
| Lpl Financial | Lagrange | NY | 02/2025 | 12/2025 |
| Unemployed | Middletown | NY | 11/2021 | 02/2022 |
| Charles Schwab & Co., Inc. | Reston | VA | 12/2025 | Present |
| Charles Schwab Bank, Ssb | Reston | VA | 12/2025 | Present |
1) Shea Soleil | Investment Related:No||Other|Owner|2025-07-21|Less than 20|0|Shea Soleil is a business I created. It is a body butter product (a type of lotion), That I hand-make, and sell via Instagram and Shopify. I do operations, logistics, sales, marketing (no financial services or investments involved).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-26 |
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