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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-17 |
| NJ | RA | APPROVED | 2026-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Certified Financial Services | Paramus | NJ | 01/2023 | 06/2025 |
| Montclair State University | Montclair | NJ | 09/2018 | 12/2022 |
| New Milford High School | New Milford | NJ | 09/2014 | 08/2018 |
| Guardian Life Insurance Company | Paramus | NJ | 07/2025 | Present |
| Park Avenue Securities | Paramus | NJ | 07/2025 | Present |
1) J.P. Prendergast Investments LLC-inactive entity set up for future use of investments, Start date: 08/14/2020, Address: 319 Trensch Drive, New Milford, NJ 07646 0 total hours per month, Investment related, No annual compensation, 2) Aldi Grocery Store-Aldi Grocery Store, Start date: 04/25/2022, Address: 492 Main St. Hackensack, NJ, 18 total hours per month, 0 during securities trading hours, Not investment related, More than 10% annual compensation, 3) Other Insurance business-Producer, Nature of Business: Insurance sales, Start date: 01/01/2025, Address: 52 Forest Ave, Paramus, NJ 07652, Duties: Insurance other than Guardian 1 total hours per month; 1 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-11 |
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