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Paul Thomas Prikos

Nuveen Asset Management, LLC

Chicago, IL

CRD 7574468

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Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-12-17
  • IL RA
    APPROVED
    Since 2022-12-17

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Chicago IL 07/2022 Present
Nuveen Asset Management, Llc Chicago IL 07/2022 Present
Evanston Baseball Softball Association Evanston IL 05/2022 07/2022
American Income Life Insurance Des Plaines IL 06/2021 08/2021
Lowe's Home Improvement Northbrook IL 05/2020 08/2020
Berkely Research Group Chicago IL 04/2019 08/2020
Joe's Brewery Champaign IL 04/2021 04/2022
Goodsports Sports Camp Evanston IL 06/2017 06/2018
Xl Engineering Niles IL 01/2018 08/2018
Can You Handle It, Inc. Buffalo Grove IL 08/2020 08/2020
Life Scan Laboratories Skokie IL 12/2020 01/2021
Glenbrook South High School Glenview IL 08/2014 06/2018
University Of Illinois At Urbana-Champaign Urbana-Champaign IL 08/2018 05/2022
  • 07/2022 → Present
    Nuveen Securities, Llc
    Chicago, IL
  • 07/2022 → Present
    Chicago, IL
  • 05/2022 → 07/2022
    Evanston Baseball Softball Association
    Evanston, IL
  • 06/2021 → 08/2021
    American Income Life Insurance
    Des Plaines, IL
  • 05/2020 → 08/2020
    Lowe's Home Improvement
    Northbrook, IL
  • 04/2019 → 08/2020
    Berkely Research Group
    Chicago, IL
  • 04/2021 → 04/2022
    Joe's Brewery
    Champaign, IL
  • 06/2017 → 06/2018
    Goodsports Sports Camp
    Evanston, IL
  • 01/2018 → 08/2018
    Xl Engineering
    Niles, IL
  • 08/2020 → 08/2020
    Can You Handle It, Inc.
    Buffalo Grove, IL
  • 12/2020 → 01/2021
    Life Scan Laboratories
    Skokie, IL
  • 08/2014 → 06/2018
    Glenbrook South High School
    Glenview, IL
  • 08/2018 → 05/2022
    University Of Illinois At Urbana-Champaign
    Urbana-Champaign, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-16
  • S66 Uniform Combined State Law Examination
    2022-12-16
Other Names
  • Paul T Prikos

View on SEC IAPD

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