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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-03-09 |
Branch Locations
2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fenway Golf Club | Scarsdale | NY | 05/2017 | 08/2021 |
| Mamaroneck Boats & Motors | Mamaroneck | NY | 05/2021 | 08/2021 |
| Northwestern Mutual | Fort Worth | TX | 05/2022 | 08/2022 |
| Texas Christian University | Fort Worth | TX | 08/2020 | 05/2024 |
| Fordham Preparatory School | Bronx | NY | 09/2016 | 05/2020 |
| Raymond James Financial Services, Inc | Nokomis | FL | 05/2023 | 08/2023 |
| Four Pillars Financial Group | Nokomis | FL | 05/2023 | 08/2023 |
| Morgan Stanley | Alpharetta | GA | 10/2024 | Present |
| Texas Christian University | Fort Worth | TX | 08/2023 | 05/2024 |
| N/A | Redington Shores | FL | 05/2024 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-19 |
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