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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-07 |
Branch Locations
Kings Mountain, NC • United States
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 04/2026 | Present |
| Tiaa | Charlotte | NC | 04/2026 | Present |
| Marshall's | Hackettstown | NJ | 04/2016 | 01/2017 |
| Wells Fargo | Hackettstown | NJ | 12/2017 | 12/2018 |
| Unemployed | Hackettstown | NJ | 09/2019 | 05/2020 |
| Td Bank | South Dennis | MA | 06/2020 | 01/2021 |
| Rutgers University - Online | Newark | NJ | 01/2021 | 05/2024 |
| The Vanguard Group | Charlotte | NC | 06/2022 | 08/2022 |
| Us Bank | Charlotte | NC | 10/2022 | 08/2023 |
| Unemployed | Kings Mountain | NC | 09/2023 | 03/2026 |
| Warren County Community College | Hackettstown | NJ | 01/2018 | 08/2019 |
| Morgan Hill Golf Course | Easton | PA | 09/2017 | 10/2017 |
| Sparkling Pools | Woodland Park | NJ | 07/2017 | 09/2017 |
| Unemployed | Hackettstown | NJ | 11/2017 | 12/2017 |
| Unemployed | Hackettstown | NJ | 02/2017 | 06/2017 |
| Prime Global | Budd Lake | NJ | 09/2021 | 09/2021 |
| Nova Electric & Security Inc | Ridgewood | NJ | 01/2022 | 02/2022 |
| H&R Block | Hackettstown | NJ | 02/2022 | 04/2022 |
| Unemployed | Hackettstown | NJ | 08/2021 | 12/2021 |
(1) Name: Keller Williams Prosperity Realty Position: Referral Agent Nature: My NJ real estate license is hung with Keller Williams's referral company called Prosperity Referral LLC in a referral agent status. This means I cannot work as a normal real estate agent representing buyers or sellers, engaging in showings, negotiations, or contracts. I can only refer buyers and sellers or anyone interested in discussing real estate business to an active agent at any real estate broker in any state through Keller Williams - Prosperity Referral LLC and will earn a referral fee/commission if the transaction goes to closing/gets finalized. Investment Related: Yes Hours: 1 Securities Trading Hours: 0 Start Date: 01/17/2026 Address: 1700 NJ-23 Ste 300, Wayne NJ 07470, United States Description: refer prospects to real estate broker for real estate transactions (2) Name: Amazon Flex Position: Delivery Driver Nature: I am a delivery driver for Amazon Flex. I deliver Amazon packages using my own vehicle. I use the Amazon Flex app to pick and choose the shift i want to work, then I go to the warehouse of my choice (usually whatever is closest to me) to pick up the packages to then deliver them. Shift options start from 1 hour and go up to 5 hours. I choose shifts that are 3.5 hours or less. Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 04/10/2024 Address: 4226 Beam Rd, Charlotte NC 28217, United States Description: delivery of amazon packages (3) Name: Lyft, Inc. Position: Lyft Driver Nature: As Lyft driver my job is to pick up Lyft riders from one location and drop them off at different location using the Lyft app. Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 04/24/2026 Address: 185 Berry St, San Francisco CA 94107, United States Description: Pick up and drop off Lyft riders
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-02 |
| S65 | Uniform Investment Adviser Law Examination | 2025-09-24 |
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