Megan Teresa Caulfield

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 04/2023
  Ameriprise Financial Services, Inc.
  Vienna, VA
• 04/2023 → Present
  Kestra Investment Services Llc
  New York, NY
• 04/2023 → Present
  Kestra Advisory Services, Llc
  New York, NY

Previous Registrations

• 2006-09-04 → 2023-04-12
  Ameriprise Financial Services, Llc
  Centreville, VA
  Woodbridge, VA
  Vienna, VA
  Destin, FL
  Pensacola, FL

Other Businesses

Business Ownership; Shams Denim; Owner; Luxury Denim Company; Not Investment Related; May 2005; 0 hours per month; 0 during trading hours/ Quartz Life; Principal; Fashion and art company; Destin, FL 32541; Not Investment Related; November 2019; 1 to 9 hours per month; 0 during trading hours/ Voice Productions; Owner; Film production; Destin, FL 32541; Not Investment Related; September 2021; 1 to 9 hours per month; 1-9 during trading hours. Other Business Activities; Acting/Directing/Producing; Acting for Film and Television Directing and Producing Films; Actress/Director/Producer; various, FL 12345; Not Investment Related; December 2012; 1-9 hours per month; 1-9 during trading hours. Busi Name: COASTLINE WEALTH POSI: CFP NOB: Insurance INV REL: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/05/2023 ADDRESS: 1303 Main Street, Port Jefferson NY 11777 DESC: Financial Planning Busi Name: KESTRA ADVISORY SERVICES LLC POSI: CFP NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/05/2023 ADDRESS: 5707 SW Parkway, Building 2 Suite 400, Austin TX 78735 DESC: Financial Planning Busi Name: THE HEAL REEL POSI: Owner/CEO NOB: Media Production Company INV REL: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/12/2024 ADDRESS: 852 Cannon Lane, Destin FL 32541 DESC: Maintain business entity in good standing. Market production services and produce media in the form of short films, feature length films, interviews and documentaries.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-01

Designations

• Certified Financial Planner