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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2011-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Duncan Financial Group Llc | North Huntingdon | PA | 11/2003 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2011 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 09/2011 | Present |
1) COMMISSIONED PASTOR, GREENSBURG, PA, 01/01/21, NIR, 15 HR/MO- 0/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/01/11. 3) SAVED BY GRACE FINANCIAL, LLC, 518 MAIN STREET, IRWIN, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/21, NIR, 5 HR/WK- 5/TRADING HR. 4) SAVED BY GRACE FINANCIAL, LLC, 518 MAIN STREET, IRWIN, PA, INDEPENDENT CONTRACTOR FOR DUNCAN FINANCIAL GROUP, LLC, KEYSTONE AGENCY INVESTORS, 01/01/21, NIR, 30/WK- 25/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-16 |
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