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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-13 |
| RI | RA | APPROVED | 2024-11-06 |
Branch Locations
422 Mariano Bishop Blvd, Fall River, MA 02721 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Boston | MA | 06/2022 | Present |
| Unemployed | Little Compton | RI | 01/2022 | 06/2022 |
| Wheaton College | Norton | MA | 07/2011 | 12/2021 |
| Nylife Securities Llc | Boston | MA | 09/2022 | Present |
| Eagle Strategies Llc | Bridgewater | MA | 11/2024 | Present |
| Riverrise Financial, Llc | Bridgewater | MA | 11/2024 | Present |
[Little Compton Business Owners Networking Group; To bring together business owners that are located or serve Little Compton, Rhode Island. Members will meet monthly for the purposes of networking.; 6 Dons Lane, Little Compton, RI 02837; Start Date 06/2023; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Develop organization structure, coordinate meetings, facilitate meetings, and recruit members] [Scholarship Little Compton Board; Board Member. A 501c3 organization that has been providing financial support to Little Compton students who are pursuing post-secondary; PO Box 928 Little Compton, RI 02837; Start Date 06/2023; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; award scholarships to those who have applied. Help plan and execute a fundraising event for a scholarship] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 2 Lakeshore Center, Bridgewater, MA 02324; Start Date 11/2024; Role/Title: Insurance Broker; Investment Related; 40 hours per month; 30 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF RiverRise Financial, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; BRIDGEWATER MA; START DATE: 11/2024][Southeast Mass Professional Network; Provides an opportunity for local professionals to network with each other.; 159 Torrey Street, Brockton, MA 02301; Start Date 12/2023; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; ATTEND WEEKLY MEETINGS][Little Compton Community Center Board; The mission of the Community Center has been to provide recreational, educational, social and cultural programming for the enrichment of the Little Compton community.; 34 Commons, Little Compton, RI 02837; Start Date 05/2024; Role/Title: Board Member; Not Investment Related; 4 hours per month; 1 hours per month during securities trading hours; treasurer][The Commons Foundation ; Supporting the creation of housing for members of the Little Compton community; PO Box 152, Little Compton, RI 02837; Start Date 04/2025; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-03 |
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