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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-11-13
RI RA APPROVED 2024-11-06
  • MA RA
    APPROVED
    Since 2024-11-13
  • RI RA
    APPROVED
    Since 2024-11-06

Branch Locations

422 Mariano Bishop Blvd, Fall River, MA 02721 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Boston MA 06/2022 Present
Unemployed Little Compton RI 01/2022 06/2022
Wheaton College Norton MA 07/2011 12/2021
Nylife Securities Llc Boston MA 09/2022 Present
Eagle Strategies Llc Bridgewater MA 11/2024 Present
Riverrise Financial, Llc Bridgewater MA 11/2024 Present
  • 06/2022 → Present
    New York Life Insurance Company
    Boston, MA
  • 01/2022 → 06/2022
    Unemployed
    Little Compton, RI
  • 07/2011 → 12/2021
    Wheaton College
    Norton, MA
  • 09/2022 → Present
    Nylife Securities Llc
    Boston, MA
  • 11/2024 → Present
    Bridgewater, MA
  • 11/2024 → Present
    Riverrise Financial, Llc
    Bridgewater, MA
Other Businesses

[Little Compton Business Owners Networking Group; To bring together business owners that are located or serve Little Compton, Rhode Island. Members will meet monthly for the purposes of networking.; 6 Dons Lane, Little Compton, RI 02837; Start Date 06/2023; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Develop organization structure, coordinate meetings, facilitate meetings, and recruit members] [Scholarship Little Compton Board; Board Member. A 501c3 organization that has been providing financial support to Little Compton students who are pursuing post-secondary; PO Box 928 Little Compton, RI 02837; Start Date 06/2023; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; award scholarships to those who have applied. Help plan and execute a fundraising event for a scholarship] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 2 Lakeshore Center, Bridgewater, MA 02324; Start Date 11/2024; Role/Title: Insurance Broker; Investment Related; 40 hours per month; 30 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF RiverRise Financial, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; BRIDGEWATER MA; START DATE: 11/2024][Southeast Mass Professional Network; Provides an opportunity for local professionals to network with each other.; 159 Torrey Street, Brockton, MA 02301; Start Date 12/2023; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; ATTEND WEEKLY MEETINGS][Little Compton Community Center Board; The mission of the Community Center has been to provide recreational, educational, social and cultural programming for the enrichment of the Little Compton community.; 34 Commons, Little Compton, RI 02837; Start Date 05/2024; Role/Title: Board Member; Not Investment Related; 4 hours per month; 1 hours per month during securities trading hours; treasurer][The Commons Foundation ; Supporting the creation of housing for members of the Little Compton community; PO Box 152, Little Compton, RI 02837; Start Date 04/2025; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-05
S63 Uniform Securities Agent State Law Examination 2022-11-03
  • S65 Uniform Investment Adviser Law Examination
    2024-11-05
  • S63 Uniform Securities Agent State Law Examination
    2022-11-03
Other Names
  • Edward Thomas Burnett

View on SEC IAPD

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