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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-04-22
  • KS RA
    APPROVED
    Since 2026-04-22

Branch Locations

6601 College Blvd Ste 140, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Copper Financial Lenexa KS 05/2023 03/2026
Student Manhattan KS 08/2018 03/2023
Student Lenexa KS 08/2014 05/2018
Mission Hills Country Club Mission Hills KS 05/2017 08/2018
Ryan George Overland Park KS 03/2026 04/2026
Luckys Brewgrille Mission KS 05/2016 03/2017
Kansas State Mens Basketball Manhattan KS 06/2021 07/2021
Ryan George Overland Park KS 04/2026 Present
Northwestern Mutual Investment Services Llc Overland Park KS 04/2026 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2026 Present
  • 05/2023 → 03/2026
    Lenexa, KS
  • 08/2018 → 03/2023
    Student
    Manhattan, KS
  • 08/2014 → 05/2018
    Student
    Lenexa, KS
  • 05/2017 → 08/2018
    Mission Hills Country Club
    Mission Hills, KS
  • 03/2026 → 04/2026
    Ryan George
    Overland Park, KS
  • 05/2016 → 03/2017
    Luckys Brewgrille
    Mission, KS
  • 06/2021 → 07/2021
    Kansas State Mens Basketball
    Manhattan, KS
  • 04/2026 → Present
    Ryan George
    Overland Park, KS
  • 04/2026 → Present
    Overland Park, KS
  • 04/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. Helpers Inc, Not Investment-related, 11806 W 77th St, Lenexa, KS, USA, 66214, Helper, Start Date: 05/19/2018, 3 hrs per week, 0 trading hrs per week, Assisting Individuals with Special Needs, Duties: Help out with indivduals with special needs including hanging out with them and bringing them into the community. 2. HELPER/CAREGIVER, HELPERS INC, 11806 W 77TH ST, LENEXA, , KANSAS, 66214, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 07/14/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM A CARETAKER FOR AN INDIVIDUAL WITH SPECIAL NEEDS. MY RESPONSIBILITIES ARE TO HELP ENTERTAIN, CLEAN, FEED, ETC THE INDIVIDUAL WHEN THE GUARDIANS ARE OUT OF THE HOUSE. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-04
  • S66 Uniform Combined State Law Examination
    2023-12-04
Other Names
  • Jackson Kerschen Shepard
  • Jackson Shepard

View on SEC IAPD

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