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Nicholas Edward Lombardi

Ameriprise Financial Services, LLC

Rye Brook, NY

Stamford, CT

CRD 7572772

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-29
CT RA APPROVED 2024-05-28
  • NY RA
    APPROVED
    Since 2024-05-29
  • CT RA
    APPROVED
    Since 2024-05-28

Branch Locations

800 Westchester Ave Ste 508, Rye Brook, NY 10573 • United States

Stamford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Rye Brook NY 06/2022 Present
The Italian Center Of Stamford Stamford CT 05/2018 04/2022
Trinity Catholic Middle School And High School Stamford CT 09/2011 05/2018
Sacred Heart University Fairfield CT 08/2018 05/2022
  • 06/2022 → Present
    Ameriprise Financial Services, Llc
    Rye Brook, NY
  • 05/2018 → 04/2022
    The Italian Center Of Stamford
    Stamford, CT
  • 09/2011 → 05/2018
    Trinity Catholic Middle School And High School
    Stamford, CT
  • 08/2018 → 05/2022
    Sacred Heart University
    Fairfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-24
  • S66 Uniform Combined State Law Examination
    2024-05-24

View on SEC IAPD

Nearby Firms

SCHULTZE ASSET MANAGEMENT, LP
MEYER HANDELMAN COMPANY LLC
RESOLUTION CAPITAL (US) LIMITED

Nearby Investors

JESSICA MICHELLE DEMLER
MARTHA L RAGHUNAUTH
MASAHIRO ALBERTO YAMAZAKI

Nearby Offices

SCHULTZE ASSET MANAGEMENT, LP · RYE BROOK, NY
MEYER HANDELMAN COMPANY LLC · RYE BROOK, NY
RESOLUTION CAPITAL (US) LIMITED · RYE BROOK, NY

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