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Inactive

Sean Francis Curran

Usa 401K

Springfield, MA

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Current Employers
Usa 401K

One Financial Plaza 1350 Main Street, Springfield, MA 01103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-01
RI RA APPROVED 2024-09-30
MA RA APPROVED 2024-07-21
  • CT RA
    APPROVED
    Since 2024-11-01
  • RI RA
    APPROVED
    Since 2024-09-30
  • MA RA
    APPROVED
    Since 2024-07-21

Branch Locations

One Financial Plaza 1350 Main Street, Springfield, MA 01103 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Springfield MA 07/2022 12/2023
City Of Springfield Springfield MA 01/2020 01/2026
Hampden County District Attorney's Office Springfield MA 10/2016 11/2019
City Of Springfield Springfield MA 02/2015 10/2016
Town Of Washington Washington MA 07/2023 11/2024
Usa 401K, Llc Springfield MA 03/2024 Present
  • 07/2022 → 12/2023
    Lincoln Financial Securities
    Springfield, MA
  • 01/2020 → 01/2026
    City Of Springfield
    Springfield, MA
  • 10/2016 → 11/2019
    Hampden County District Attorney's Office
    Springfield, MA
  • 02/2015 → 10/2016
    City Of Springfield
    Springfield, MA
  • 07/2023 → 11/2024
    Town Of Washington
    Washington, MA
  • 03/2024 → Present
    Usa 401K, Llc
    Springfield, MA
Previous Registrations
  • 2022-09-12 → 2023-12-31
    Osaic Fs, Inc.
    Springfield, MA
Other Businesses

1)LAW OFFICE OF SEAN CURRAN SPRINGFIELD MA CATEGORY: ATTORNEY INVESTMENT RELATED: NO TITLE: ATTORNEY DUTIES: PERFORM REAL ESTATE CLOSINGS AND REPRESENT INDIVIDUALS WITH MISDEMEANOR MOTOR VEHICLE OFFENSES START DATE: 11/2022 HOURS PER WEEK: 10 HOURS PER WEEK DURING TRADING HOURS: 10 2) HAPPY VALLEY REALTY GROUP, LLC 2 BUCHANAN CIRCLE SOUTHAMPTON MA CATEGORY: REAL ESTATE INVESTMENT RELATED: NO TITLE: AGENT DESCRIPTION OF THE BUSINESS: HAPPY VALLEY REALTY GROUP, LLC REPRESENTS BUYERS AND SELLERS OF RESIDENTIAL REAL ESTATE. RESPONSIBILITIES DUTIES: I WILL REPRESENT BUYERS AND SELLERS OF RESIDENTIAL REAL ESTATE. START DATE: 2024-12-03 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 0 3) Roots and Roofs INC. LOCATION: 124 Balis Street Springfield MA 01109 INVESTMENT RELATED: No TITLE: Board of Directors DESCRIPTION OF THE BUSINESS: Non-profit, dedicated to educating individuals and families about home ownership. RESPONSIBILITIES DUTIES: Member of the Board of Directors of non-profit, with a mission of educating individuals on home ownership. START DATE: 2025-06-18 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-23
S63 Uniform Securities Agent State Law Examination 2021-01-25
  • S65 Uniform Investment Adviser Law Examination
    2022-04-23
  • S63 Uniform Securities Agent State Law Examination
    2021-01-25
Other Names
  • Sean F Curran

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