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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-10
OH RA APPROVED 2025-12-08
  • IL RA
    APPROVED
    Since 2025-12-10
  • OH RA
    APPROVED
    Since 2025-12-08

Branch Locations

Downers Grove, IL • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

10151 Carver Rd Suite 100, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
L.M. Kohn & Company Cincinnati OH 04/2023 12/2025
Benjamin F. Edwards St. Louis MO 06/2022 08/2022
Indiana University - Bloomington Bloomington IN 06/2019 05/2023
Ladue School District St. Louis MO 01/2012 05/2019
Wealth Enhancement Group Cincinnati OH 12/2025 Present
Wealth Enhancement Advisory Services Cincinnati OH 12/2025 Present
Wealth Enhancement Advisory Services Cincinnati OH 12/2025 Present
  • 04/2023 → 12/2025
    L.M. Kohn & Company
    Cincinnati, OH
  • 06/2022 → 08/2022
    Benjamin F. Edwards
    St. Louis, MO
  • 06/2019 → 05/2023
    Indiana University - Bloomington
    Bloomington, IN
  • 01/2012 → 05/2019
    Ladue School District
    St. Louis, MO
  • 12/2025 → Present
    Wealth Enhancement Group
    Cincinnati, OH
  • 12/2025 → Present
    Wealth Enhancement Advisory Services
    Cincinnati, OH
  • 12/2025 → Present
    Wealth Enhancement Advisory Services
    Cincinnati, OH
Previous Registrations
  • 2024-01-11 → 2025-12-09
    L.M. Kohn & Company
    Cincinnati, OH
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES - REGISTERED ADMIN - CINCINNATI, OH. ADVISOR SUPPORT. 160 HOURS PER MONTH, 130 HOURS DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-09
  • S66 Uniform Combined State Law Examination
    2023-11-09
Other Names
  • Liam C Mulligan
  • Liam Christopher Mulligan

View on SEC IAPD

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