Ernesto De La Torre Marin

Employer firm

Gradient Investments, LLC CRD 141726

$8.84B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Gradient Investments, Llc

4105 Lexington Avenue North Suite 250, Arden Hills, MN 55126 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-05
MN	RA	APPROVED	2022-06-08

TX RA
APPROVED_RES

Since 2023-01-05
MN RA
APPROVED

Since 2022-06-08

Branch Locations

4105 Lexington Avenue North Suite 250, Arden Hills, MN 55126 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gradient Investments, Llc	Arden Hills	MN	09/2019	Present
Summit Interior Care And Restoration, Llc	White Bear Lake	MN	06/2012	08/2017
Clear Choice Window Washing, Llc	White Bear Lake	MN	02/2013	08/2017
Full-Time Student	Oakdale	MN	08/2011	09/2019

09/2019 → Present

Gradient Investments, Llc

Arden Hills, MN
06/2012 → 08/2017

Summit Interior Care And Restoration, Llc

White Bear Lake, MN
02/2013 → 08/2017

Clear Choice Window Washing, Llc

White Bear Lake, MN
08/2011 → 09/2019

Full-Time Student

Oakdale, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-05-07

S65 Uniform Investment Adviser Law Examination

2022-05-07

View on SEC IAPD

Employer firm

Current Employers

Gradient Investments, Llc

Disclosures

Employment History

Exams

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