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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-04-30 |
Branch Locations
Pittsburgh, PA • United States
1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States
300 N Lake Ave Suite 1010, Pasadena, CA 91101-4136 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 06/2022 | 09/2022 |
| Union College | Barbourville | KY | 01/2020 | 08/2022 |
| Cincinnati Christian University | Cincinnati | OH | 08/2018 | 12/2019 |
| Ccac South | Pittsburgh | PA | 09/2017 | 07/2018 |
| Fresh From The Farm Juice | Canonsburg | PA | 09/2017 | 06/2018 |
| Kona Ice | Pittsburgh | PA | 05/2018 | 08/2019 |
| Upper St. Clair School District | Pittsburgh | PA | 01/2012 | 06/2017 |
| I9 Sports | Cincinnati | OH | 01/2019 | 12/2019 |
| I Love Juice Bar | Cincinnati | OH | 09/2019 | 12/2019 |
| Avantax Advisory Services | Pittsburgh | PA | 09/2022 | 11/2023 |
| Avantax Insurance Agency, Llc | Pittsburgh | PA | 09/2022 | 09/2022 |
| Avantax Investment Services Inc | Pittsburgh | PA | 09/2022 | 11/2023 |
| Geisler & Company Financial Planning | Pittsburgh | PA | 09/2022 | 09/2022 |
| Unemployed | Pittsburgh | PA | 07/2017 | 08/2017 |
| Geisler & Company Financial Planning | Pittsburgh | PA | 09/2022 | 04/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Pittsburgh | PA | 09/2022 | 11/2023 |
| Commonwealth Financial Netwrok | Waltham | MA | 11/2023 | 04/2025 |
| Rbc Capital Markets, Llc | Pittsburgh | PA | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-29 |
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