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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2024-09-05
  • WY RA
    APPROVED
    Since 2024-09-05

Branch Locations

465 Waverley Oaks Rd Ste 211, Waltham, MA 02452 • United States

Westboro, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Waltham MA 09/2023 Present
Westboro High School Westboro MA 08/2014 06/2018
Worcester Academy Worcester MA 06/2018 06/2019
Saint Anselm College Manchester NH 08/2019 08/2023
Ameriprise Financial Services, Llc Waltham MA 09/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-14
  • S66 Uniform Combined State Law Examination
    2023-12-14
Other Names
  • Griffin O Barriere
  • Griffin Oneill Barriere
  • Griffin Barriere
  • Griffin O'NEill Barriere

View on SEC IAPD

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