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David Sain

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-07-31
  • SC RA
    APPROVED
    Since 2024-07-31

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Mt. Pleasant SC 03/2024 06/2024
University Of South Carolina Columbia SC 08/2022 03/2024
Lpl Financial Fort Mill SC 06/2022 08/2022
University Of South Carolina Columbia SC 08/2021 09/2021
Blackbridge Financial Charlotte NC 05/2021 08/2021
University Of South Carolina Columbia SC 08/2020 05/2021
Aaa-Auto Club Group Charlote NC 06/2020 08/2020
Publix Super Markets Fort Mill SC 04/2020 08/2020
University Of South Carolina Columbia SC 08/2019 04/2020
Publix Super Markets Fort Mill SC 01/2018 08/2019
Nation Ford High School Fort Mill SC 08/2015 01/2018
Chick-Fil-A Columbia SC 09/2021 10/2021
University Of South Carolina Columbia SC 10/2021 06/2022
Lpl Financial Llc Fort Mill SC 07/2024 Present
  • 03/2024 → 06/2024
    Pruco Securities Llc
    Mt. Pleasant, SC
  • 08/2022 → 03/2024
    University Of South Carolina
    Columbia, SC
  • 06/2022 → 08/2022
    Lpl Financial
    Fort Mill, SC
  • 08/2021 → 09/2021
    University Of South Carolina
    Columbia, SC
  • 05/2021 → 08/2021
    Blackbridge Financial
    Charlotte, NC
  • 08/2020 → 05/2021
    University Of South Carolina
    Columbia, SC
  • 06/2020 → 08/2020
    Aaa-Auto Club Group
    Charlote, NC
  • 04/2020 → 08/2020
    Publix Super Markets
    Fort Mill, SC
  • 08/2019 → 04/2020
    University Of South Carolina
    Columbia, SC
  • 01/2018 → 08/2019
    Publix Super Markets
    Fort Mill, SC
  • 08/2015 → 01/2018
    Nation Ford High School
    Fort Mill, SC
  • 09/2021 → 10/2021
    Chick-Fil-A
    Columbia, SC
  • 10/2021 → 06/2022
    University Of South Carolina
    Columbia, SC
  • 07/2024 → Present
    Lpl Financial Llc
    Fort Mill, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-20
  • S66 Uniform Combined State Law Examination
    2024-07-20
Other Names
  • David Owan Sain
  • David Sain

View on SEC IAPD

Other Firms

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WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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