Joan Duquette

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-12-22
ID	RA	APPROVED	2024-01-29
UT	RA	APPROVED	2024-01-22

Branch Locations

661 South Rivershore Lane Suite 200, Eagle, ID 83616-5397 • United States

South Jordan, UT • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
E*Trade Securities Llc	Washington	DC	04/2007	07/2017
E*Trade Capital Management Llc	Washington	DC	05/2009	07/2017
The Prudential Insurance Company Of America	South Jordon	UT	07/2017	04/2018
Pruco Securities, Llc	South Jordon	UT	07/2017	04/2018
Dfpg Investments, Inc	Sandy	UT	04/2018	06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Salt Lake City	UT	07/2019	12/2023
Rbc Capital Markets, Llc	Salt Lake City	UT	01/2024	Present

04/2007 → 07/2017

E*Trade Securities Llc

Washington, DC
05/2009 → 07/2017

E*Trade Capital Management Llc

Washington, DC
07/2017 → 04/2018

The Prudential Insurance Company Of America

South Jordon, UT
07/2017 → 04/2018

Pruco Securities, Llc

South Jordon, UT
04/2018 → 06/2019

Dfpg Investments, Inc

Sandy, UT
07/2019 → 12/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salt Lake City, UT
01/2024 → Present

Rbc Capital Markets, Llc

Salt Lake City, UT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-20
S63	Uniform Securities Agent State Law Examination	2006-07-28

Other Firms