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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-08-25 |
Branch Locations
69 Swift Street South, South Burlington, VT 05403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Burlington | VT | 06/2022 | 03/2024 |
| Drink Bar Llc | Burlington | VT | 03/2022 | 10/2023 |
| Prosites | Colchester | VT | 02/2022 | 06/2022 |
| Pga Tour | Ponte Vedra Beach | FL | 06/2021 | 11/2021 |
| Burlington Subaru | Burlington | VT | 06/2015 | 06/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Burlington | VT | 03/2024 | 08/2025 |
| Mass Mutual | Williston | VT | 01/2022 | 02/2022 |
| Burlington Country Club | Burlington | VT | 04/2022 | 06/2022 |
| Bank Of America, N.A. | Burlington | VT | 04/2024 | 08/2025 |
| North Country Federal Cu | South Burlington | VT | 08/2025 | Present |
| Lpl Financial Llc | South Burlington | VT | 08/2025 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name NorthCountry Financial Services - Investment Related - At Reported Business Location (s) - Start Date : 08/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-03 |
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