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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Bellmore | NY | 08/2014 | 12/2024 |
| B. Riley Wealth Management | Memphis | TN | 05/2024 | Present |
| B. Riley Wealth Management | Memphis | TN | 05/2023 | 08/2023 |
| Batting 1000 | Freeport | NY | 06/2024 | 03/2025 |
Essential Advisory Services, LLC; investment-related; D/B/A for BRWM business; same address as BRWM; administrative; start date 06/2025; 40 hrs/month, during securities trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-06 |
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