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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-09-08 |
| NY | RA | APPROVED | 2021-07-09 |
| CT | RA | APPROVED | 2013-11-27 |
Branch Locations
75 S Clinton Ave, Rochester, NY 14604 • United States
115 W Century Rd, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Rochester | NY | 10/1985 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2010 | Present |
I*15385 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ROCHESTER BUSINESS ALLIANCE INVESTMENT RELATED: N ADDRESS OF BUSINESS: ROCHESTER, NEW YORK 14614 NATURE OF BUSINESS: OTHER, NON- PROFIT BUSINESS ADVOCACY ORGANIZATION POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 8/1/2008 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: PROVIDES BUSINESSES WITH SERVICES SUCH AS NETWORKING, STAFFING, MARKETING SUPPORT AND ATTRACT AND RETAIN BUSINESS TO OUR COMMUNITY. MY RESPONSIBILITIES INCLUDE VICE CHAIRMAN OF ADVISORY BOARD, MEMBER OF EXECUTIVE AND GOVERNANCE COMMITTEES. I*404193 For profit or not for profit: Entity For Profit Name of outside business organization: Gladsand, LLC Investment related: N Address of business: Pittsford, New York, 14534, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 10/19/2015 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , In process of forming LLC with members consisting of me and my three children. Purpose of the LLC is to purchase and own a home. Home will be rented to a family member (children's mother) beginning in January 2016.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-25 |
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