Steven James Tiernan

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED	2023-09-11

RI RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED

Since 2023-09-11

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	05/2023	Present
Rhode Island Air National Guard	North Smithfield	RI	08/2018	Present
Marty's Liquors	Warwick	RI	07/2022	05/2023
Pioneer Financial Group	Warwick	RI	06/2022	08/2022
Savers	Warwick	RI	02/2021	04/2021
Maria's Pizza And Wings	Cranston	RI	07/2018	05/2019
Calvitto's Pizza And Bakery	Cranston	RI	04/2015	03/2018
Brewed Awakenings	Johnston	RI	03/2018	06/2019
Bank Of America, N.A.	Lincoln	RI	06/2023	Present
University Of Rhode Island	Kingston	RI	09/2017	05/2023
University Of Rhode Island	Kingston	RI	09/2023	Present

05/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
08/2018 → Present

Rhode Island Air National Guard

North Smithfield, RI
07/2022 → 05/2023

Marty's Liquors

Warwick, RI
06/2022 → 08/2022

Pioneer Financial Group

Warwick, RI
02/2021 → 04/2021

Savers

Warwick, RI
07/2018 → 05/2019

Maria's Pizza And Wings

Cranston, RI
04/2015 → 03/2018

Calvitto's Pizza And Bakery

Cranston, RI
03/2018 → 06/2019

Brewed Awakenings

Johnston, RI
06/2023 → Present

Bank Of America, N.A.

Lincoln, RI
09/2017 → 05/2023

University Of Rhode Island

Kingston, RI
09/2023 → Present

University Of Rhode Island

Kingston, RI

Other Businesses

Rhode Island Air National Guard. It is not investment-related. The address of my unit is North Smithfield, RI 02896. The wing's address is North Kingstown, RI 02852. The nature of the business is military. I am a Staff Sergeant in the radio frequency shop. I started my service in the National Guard August 14, 2018. Approximately 16 hours are devoted a month which are on weekends. Once a year there is a 7-10 day training that takes place typically in August. That includes weekdays. That is a 56-80 hour commitment in August. The weekdays during that week would take place during trading hours. My duties include managing radio communication and satellite communications.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-08

S66 Uniform Combined State Law Examination

2023-09-08