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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-08 |
| NC | RA | APPROVED | 2022-08-26 |
Branch Locations
6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 05/2022 | Present |
| Christ School | Arden | NC | 06/2012 | 05/2022 |
BOOK; WONDERINGS, NOT INV RELATED, MINT HILL, NC, AUTHOR, START 12/15/2022, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, POETRY.; TRUSTEE FOR AUNT, INV RELATED, JERSEY CITY, NJ, START: 8/30/2023, 5 HOURS A MONTH, 0 HOURS DURING TRADING. GASTON DAY SCHOOL; INV RELATED;GASTONIA,NC; BOARD MEMBER/BOARD OF TRUSTEES; TRUSTEE; START DATE: 06/03/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-12 |
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