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Andrew David Bergner

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 7570452

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-30
TX RA APPROVED 2023-06-30
  • CO RA
    APPROVED
    Since 2023-06-30
  • TX RA
    APPROVED
    Since 2023-06-30

Branch Locations

9899 Schwab Way Suite 100, Lone Tree, CO 80124-5377 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 07/2022 Present
Transamerica-Wfg Greenwood Village CO 01/2020 06/2022
Wilhelmina Denver Denver CO 12/2020 06/2022
Denver Police Department Denver CO 05/2018 01/2021
N/A Parker CO 01/2018 05/2018
N/A Boulder CO 07/2012 12/2017
Charles Schwab Bank, Ssb Lone Tree CO 07/2024 Present
  • 07/2022 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 01/2020 → 06/2022
    Transamerica-Wfg
    Greenwood Village, CO
  • 12/2020 → 06/2022
    Wilhelmina Denver
    Denver, CO
  • 05/2018 → 01/2021
    Denver Police Department
    Denver, CO
  • 01/2018 → 05/2018
    N/A
    Parker, CO
  • 07/2012 → 12/2017
    N/A
    Boulder, CO
  • 07/2024 → Present
    Charles Schwab Bank, Ssb
    Lone Tree, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-30
S63 Uniform Securities Agent State Law Examination 2022-11-14
  • S66 Uniform Combined State Law Examination
    2023-06-30
  • S63 Uniform Securities Agent State Law Examination
    2022-11-14
Other Names
  • Andrew D Bergner

View on SEC IAPD

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