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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-07-05 |
Branch Locations
3333 Riverwood Parkway Se Fl 5, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Truist Bank | Atlanta | GA | 06/2016 | 06/2022 |
| Truist Investment Services, Inc. | Atlanta | GA | 06/2022 | 03/2024 |
| Raymond James Financial Services Inc. | Atlanta | GA | 06/2024 | 07/2024 |
| Raymond James Financial Services, Inc. | Atlanta | GA | 07/2024 | Present |
| Pinnacle Financial Partners / Pinnacle Bank | Atlanta | GA | 06/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Atlanta | GA | 07/2024 | Present |
| Truist Advisory Services, Inc. | Atlanta | GA | 09/2022 | 03/2024 |
(1)Name of Business: Pinnacle Asset Management Address: 3333 Riverwood Pkwy SE Fl 5, Atlanta, GA, 30339-3304, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/02/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Licensed Bank Associate - Talk with clients about banking and investments needs, refer to Raymond James Advisor for investment products and service needs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-14 |
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