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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2022-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Tulsa | OK | 06/2022 | Present |
| Dorsey And Dorsey | Tulsa | OK | 07/2021 | 09/2021 |
| Sam's Club | Tulsa | OK | 08/2016 | 03/2017 |
| Fiesta Food Trucks | Tulsa | OK | 07/2012 | 03/2021 |
| Northeastern State University | Broken Arrow | OK | 01/2021 | Present |
1. 08/11/2023 - Financial Planning Resources - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/22/2023 - 160 Hours Per Month/ 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-05 |
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