Chinedu Anthony Ufio

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2024-10-12
TX	RA	APPROVED	2024-10-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Deutsche Bank	New York	NY	07/2022	06/2023
Alcorn State University	Lorman	MS	01/2022	05/2022
Ernst & Young (Ey)	Philadelphia	PA	06/2021	08/2021
Ernst & Young (Ey)	Philadelphia	PA	07/2020	08/2020
Alcorn State University	Lorman	MS	08/2018	12/2018
N/A	Abuja		07/2016	07/2018
Morgan Stanley	Indianapolis	IN	09/2024	Present
State Of Indiana	Indianapolis	IN	07/2024	08/2024
Alcorn State University	Lorman	MS	08/2019	12/2019
Alcorn State University	Lorman	MS	08/2020	12/2020
Alcorn State University	Lorman	MS	08/2021	12/2021
Alcorn State University	Lorman	MS	01/2021	05/2021
Alcorn State University	Lorman	MS	01/2019	05/2019
Alcorn State University	Lorman	MS	01/2020	05/2020
Indiana University, Kelley School Of Business	Bloomington	IN	08/2023	05/2024

07/2022 → 06/2023

Deutsche Bank

New York, NY
01/2022 → 05/2022

Alcorn State University

Lorman, MS
06/2021 → 08/2021

Ernst & Young (Ey)

Philadelphia, PA
07/2020 → 08/2020

Ernst & Young (Ey)

Philadelphia, PA
08/2018 → 12/2018

Alcorn State University

Lorman, MS
07/2016 → 07/2018

N/A

Abuja
09/2024 → Present

Morgan Stanley

Indianapolis, IN
07/2024 → 08/2024

State Of Indiana

Indianapolis, IN
08/2019 → 12/2019

Alcorn State University

Lorman, MS
08/2020 → 12/2020

Alcorn State University

Lorman, MS
08/2021 → 12/2021

Alcorn State University

Lorman, MS
01/2021 → 05/2021

Alcorn State University

Lorman, MS
01/2019 → 05/2019

Alcorn State University

Lorman, MS
01/2020 → 05/2020

Alcorn State University

Lorman, MS
08/2023 → 05/2024

Indiana University, Kelley School Of Business

Bloomington, IN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-12
S63	Uniform Securities Agent State Law Examination	2022-08-26

Other Firms