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Rodrigo Lopez

Td Private Client Wealth LLC

Sarasota, FL

Coral Gables, FL

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-04-24
PA RA APPROVED 2025-04-24
NY RA APPROVED 2025-02-03
NJ RA APPROVED 2024-12-24
FL RA APPROVED 2023-03-10
  • VA RA
    APPROVED
    Since 2026-04-24
  • PA RA
    APPROVED
    Since 2025-04-24
  • NY RA
    APPROVED
    Since 2025-02-03
  • NJ RA
    APPROVED
    Since 2024-12-24
  • FL RA
    APPROVED
    Since 2023-03-10

Branch Locations

3450 Clark Road, Sarasota, FL 34231 • United States

2401 Ponce De Leon Blvd, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Urraburu E Hijos Corredor De Bolsa Montevideo 06/2016 12/2021
Universidad De Montevideo Montevideo 01/2015 09/2020
Mcadam Llc Philadelphia PA 12/2021 01/2023
Td Bank N.A. Coral Gables FL 03/2023 Present
Td Private Client Wealth Llc Coral Gables FL 03/2023 Present
  • 06/2016 → 12/2021
    Urraburu E Hijos Corredor De Bolsa
    Montevideo
  • 01/2015 → 09/2020
    Universidad De Montevideo
    Montevideo
  • 12/2021 → 01/2023
    Mcadam Llc
    Philadelphia, PA
  • 03/2023 → Present
    Td Bank N.A.
    Coral Gables, FL
  • 03/2023 → Present
    Td Private Client Wealth Llc
    Coral Gables, FL
Previous Registrations
  • 2022-06-06 → 2023-01-17
    Mcadam Llc
    Miami, FL
    Radnor, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-06-27
S65 Uniform Investment Adviser Law Examination 2022-05-27
  • S63 Uniform Securities Agent State Law Examination
    2025-06-27
  • S65 Uniform Investment Adviser Law Examination
    2022-05-27

View on SEC IAPD

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