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Karlee Faith West

Charles Schwab & Co., Inc.

Newport Beach, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-26
  • CA RA
    APPROVED
    Since 2025-07-26

Branch Locations

16 Corporate Plaza Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ruby's Diner San Clemente CA 04/2018 08/2023
Northwestern Mutual Anaheim Hills CA 06/2022 12/2022
Mamaka Bowls Norman OK 08/2023 05/2024
Unemployed Ladera Ranch CA 10/2014 04/2018
New York Life Insurance Irvine CA 05/2024 01/2025
Nylife Securities Llc Irvine CA 11/2024 01/2025
Charles Schwab Bank, Ssb Newport Beach CA 03/2025 Present
Charles Schwab & Co., Inc. Newport Beach CA 03/2025 Present
  • 04/2018 → 08/2023
    Ruby's Diner
    San Clemente, CA
  • 06/2022 → 12/2022
    Northwestern Mutual
    Anaheim Hills, CA
  • 08/2023 → 05/2024
    Mamaka Bowls
    Norman, OK
  • 10/2014 → 04/2018
    Unemployed
    Ladera Ranch, CA
  • 05/2024 → 01/2025
    New York Life Insurance
    Irvine, CA
  • 11/2024 → 01/2025
    Nylife Securities Llc
    Irvine, CA
  • 03/2025 → Present
    Charles Schwab Bank, Ssb
    Newport Beach, CA
  • 03/2025 → Present
    Charles Schwab & Co., Inc.
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-25
  • S66 Uniform Combined State Law Examination
    2025-07-25
Other Names
  • Karlee Faith West
  • Karlee F West

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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