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Cody Stern

Morgan Stanley

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-14
TX RA APPROVED 2025-11-11
  • AZ RA
    APPROVED
    Since 2025-11-14
  • TX RA
    APPROVED
    Since 2025-11-11

Branch Locations

58 South River Drive Suite 401, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2022 09/2025
The Shelby Group Schaumburg IL 05/2021 08/2021
Meijer Mchenry IL 04/2018 07/2021
Jewel-Osco Spring Grove IL 05/2017 08/2017
Arizona State University Tempe AZ 08/2018 05/2022
Johnsburg High School Johnsburg IL 08/2014 06/2018
Morgan Stanley Tempe AZ 09/2025 Present
  • 06/2022 → 09/2025
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2021 → 08/2021
    The Shelby Group
    Schaumburg, IL
  • 04/2018 → 07/2021
    Meijer
    Mchenry, IL
  • 05/2017 → 08/2017
    Jewel-Osco
    Spring Grove, IL
  • 08/2018 → 05/2022
    Arizona State University
    Tempe, AZ
  • 08/2014 → 06/2018
    Johnsburg High School
    Johnsburg, IL
  • 09/2025 → Present
    Morgan Stanley
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-11
S63 Uniform Securities Agent State Law Examination 2022-08-02
  • S66 Uniform Combined State Law Examination
    2025-11-11
  • S63 Uniform Securities Agent State Law Examination
    2022-08-02
Other Names
  • Cody Stern
  • Cody James Stern

View on SEC IAPD

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Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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