Ernest William Ross

Current Employers

Employment History

• 04/2014 → 03/2017
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Charlotte, NC
• 06/2014 → 03/2017
  Bank Of America, N.A.
  Charlotte, NC
• 03/2017 → 07/2022
  Fifth Third Securities
  Charlotte, NC
• 09/2022 → Present
  Lpl Financial
  Charlotte, NC
• 09/2022 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2017-03-23 → 2022-09-02
  Fifth Third Securities, Inc.
  Charlotte, NC
  Shelby, NC
  Kings Mountain, NC
  Indian Trail, NC
  Forest City, NC
  Rutherfordton, NC
  Charlotte, NC
  Charlotte, NC
  Martinez, GA
  Charlotte, NC
  Augusta, GA
  Augusta, GA
• 2014-05-01 → 2017-03-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 2011-06-20 → 2013-10-04
  Advisors Asset Management, Inc.
  Charlotte, NC
• 2010-05-13 → 2010-09-17
  Hayden Harper Wealth Advisory, Llc
  Charlotte, NC
• 2008-11-11 → 2009-06-26
  Wells Fargo Clearing Services, Llc
  Charlotte, NC

Other Businesses

1-09/2022 / Fit Financial Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / Charlotte, NC 28277 2-10/20/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 3-12/13/2022 - Sage Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 12/06/2022 - 3 Hours Per Month/3 Hours During Securities Trading 4-1/18/2023 - Freedom Financial Solutions - Investment Related - At Reported Business Location(s) - Freedom Financial Solutions - insurance producer - Start Date - 01/10/2023 - 3 Hours Per Month/3 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-08-06
• S63 Uniform Securities Agent State Law Examination
  2006-10-12

Designations

Other Names

• Will Ross
• Ernest William Ross
• Will Ross
• Ernest W Ross
• Ernest William Ross
• Will Ernest Ross
• Ernest Ross
• Will Ernest Ross