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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-16
NC RA APPROVED 2023-10-21
  • TX RA
    APPROVED
    Since 2024-01-16
  • NC RA
    APPROVED
    Since 2023-10-21

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2023 Present
Skate Center Of Roanoke Valley Roanoke VA 10/2015 01/2020
Kelly Cafe Salem VA 09/2018 09/2019
Dunkin' Donuts Salem VA 04/2020 08/2020
Interchange Group, Inc. Harrisonburg VA 06/2021 08/2021
Altar'd State Roanoke VA 11/2020 03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 06/2022 08/2022
James Madison University Harrisonburg VA 08/2019 05/2023
Bank Of America, N.A. Charlotte NC 08/2023 Present
  • 07/2023 → Present
    Charlotte, NC
  • 10/2015 → 01/2020
    Skate Center Of Roanoke Valley
    Roanoke, VA
  • 09/2018 → 09/2019
    Kelly Cafe
    Salem, VA
  • 04/2020 → 08/2020
    Dunkin' Donuts
    Salem, VA
  • 06/2021 → 08/2021
    Interchange Group, Inc.
    Harrisonburg, VA
  • 11/2020 → 03/2022
    Altar'd State
    Roanoke, VA
  • 06/2022 → 08/2022
    Charlotte, NC
  • 08/2019 → 05/2023
    James Madison University
    Harrisonburg, VA
  • 08/2023 → Present
    Bank Of America, N.A.
    Charlotte, NC
Other Businesses

I*: 1991273 Entity Type: Entity Charitable Name of OBA: JMU CoB Young Business Professionals Council Address: Harrisonburg, VA Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/04/2024 Number of Hours: 20 hrs annually Number of Hours during trading: 0 Duties: The Young Business Professionals Council was formed to foster an environment for recent graduates and current College of Business students to connect, engage and empower one another. In support of the Office of Professional Development and Engagement goals, members will leverage their recent professional experiences and knowledge to enhance the learning and skill-building of current students, preparing them to thrive in the world of business. The objectives of the Council and its members are to cultivate a community of forward-thinking and innovative leaders who leverage their recent experience and knowledge to enhance the learning and skill-building of current students and young alumni. Be recognized as facilitators who assist students and young alumni in establishing robust professional networks and creating mentorship relationships. Must participate in at least one JMU CoB event annually, attend semi-annual board meetings, and provide financial leadership. Three year term.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-20
  • S66 Uniform Combined State Law Examination
    2023-10-20

View on SEC IAPD

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