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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Mill | SC | 10/2009 | 11/2019 |
| Wells Fargo Securities Llc | Charlotte | NC | 12/2019 | 12/2020 |
| Wells Fargo Bank N.A | Charlotte | NC | 12/2019 | 12/2020 |
| Unemployed | Fort Mill | SC | 11/2019 | 12/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 01/2021 | Present |
I*10437 For profit or not for profit: Name of outside business organization: Rental Investment related: Address of business: Charlotte, North Carolina 28277 Nature of business: Position, title, association: Start date of relationship: 9/11/2015 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-06 |
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