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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-12
PA RA APPROVED 2023-10-19
  • TX RA
    APPROVED
    Since 2024-01-12
  • PA RA
    APPROVED
    Since 2023-10-19

Branch Locations

724 W Lancaster Ave, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seaworld Langhorne PA 06/2018 07/2019
Iron Hill Brewery Newtown PA 06/2020 09/2020
Ardito & Company, Llc. Frenchtown NJ 05/2021 09/2021
Saint Joseph's University Philadelphia PA 08/2021 05/2022
Bank Of America Philadelphia PA 06/2022 08/2022
Lululemon Athletica Ardmore PA 08/2022 04/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Morrisville PA 07/2023 Present
Unemployed Yardley PA 08/2013 05/2018
Unemployed Yardley PA 09/2019 05/2020
Unemployed Yardley PA 10/2020 04/2021
Unemployed Yardley PA 05/2023 06/2023
Bank Of America, N.A. Morrisville PA 08/2023 Present
  • 06/2018 → 07/2019
    Seaworld
    Langhorne, PA
  • 06/2020 → 09/2020
    Iron Hill Brewery
    Newtown, PA
  • 05/2021 → 09/2021
    Ardito & Company, Llc.
    Frenchtown, NJ
  • 08/2021 → 05/2022
    Saint Joseph's University
    Philadelphia, PA
  • 06/2022 → 08/2022
    Bank Of America
    Philadelphia, PA
  • 08/2022 → 04/2023
    Lululemon Athletica
    Ardmore, PA
  • 07/2023 → Present
    Morrisville, PA
  • 08/2013 → 05/2018
    Unemployed
    Yardley, PA
  • 09/2019 → 05/2020
    Unemployed
    Yardley, PA
  • 10/2020 → 04/2021
    Unemployed
    Yardley, PA
  • 05/2023 → 06/2023
    Unemployed
    Yardley, PA
  • 08/2023 → Present
    Bank Of America, N.A.
    Morrisville, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-18
  • S66 Uniform Combined State Law Examination
    2023-10-18

View on SEC IAPD

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