Sean P Kolody

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-12
MI	RA	APPROVED	2023-10-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Flat Rock	MI	07/2023	Present
M22	Traverse City	MI	06/2017	08/2019
Bowers Harbor Vineyards	Traverse City	MI	04/2021	08/2021
Hawthorne Vineyards	Traverse City	MI	04/2022	07/2023
Full Time Education	Traverse City	MI	07/2013	06/2017
Full Time Education	Traverse City	MI	08/2019	04/2021
Full Time Education	Grand Rapids	MI	08/2021	04/2022
Bank Of America, N.A.	Flat Rock	MI	08/2023	Present

07/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Flat Rock, MI
06/2017 → 08/2019

M22

Traverse City, MI
04/2021 → 08/2021

Bowers Harbor Vineyards

Traverse City, MI
04/2022 → 07/2023

Hawthorne Vineyards

Traverse City, MI
07/2013 → 06/2017

Full Time Education

Traverse City, MI
08/2019 → 04/2021

Full Time Education

Traverse City, MI
08/2021 → 04/2022

Full Time Education

Grand Rapids, MI
08/2023 → Present

Bank Of America, N.A.

Flat Rock, MI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-19

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