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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-10
CA RA APPROVED 2024-07-06
  • TX RA
    APPROVED
    Since 2024-07-10
  • CA RA
    APPROVED
    Since 2024-07-06

Branch Locations

100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Los Angeles CA 05/2022 05/2024
H&C Education Los Angeles CA 09/2021 05/2022
Great Minds Education Los Angeles CA 12/2018 12/2021
Collegeadvisor.cOm Los Angeles CA 04/2021 05/2022
Yale University New Haven CT 08/2017 05/2021
Yale Alumni Association New Haven CT 02/2020 05/2020
Shoes That Fit Claremont CA 05/2019 08/2019
Los Angeles Master Chorale Los Angeles CA 05/2018 08/2018
Ruth Musser Middle School / Los Osos High School Rancho Cucamonga CA 01/2012 05/2017
N/A N/A CA 05/2017 08/2017
Rbc Capital Markets, Llc Dallas TX 05/2024 Present
  • 05/2022 → 05/2024
    Sanford C. Bernstein & Co., Llc
    Los Angeles, CA
  • 09/2021 → 05/2022
    H&C Education
    Los Angeles, CA
  • 12/2018 → 12/2021
    Great Minds Education
    Los Angeles, CA
  • 04/2021 → 05/2022
    Collegeadvisor.cOm
    Los Angeles, CA
  • 08/2017 → 05/2021
    Yale University
    New Haven, CT
  • 02/2020 → 05/2020
    Yale Alumni Association
    New Haven, CT
  • 05/2019 → 08/2019
    Shoes That Fit
    Claremont, CA
  • 05/2018 → 08/2018
    Los Angeles Master Chorale
    Los Angeles, CA
  • 01/2012 → 05/2017
    Ruth Musser Middle School / Los Osos High School
    Rancho Cucamonga, CA
  • 05/2017 → 08/2017
    N/A
    N/A, CA
  • 05/2024 → Present
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-06
S63 Uniform Securities Agent State Law Examination 2022-09-03
  • S65 Uniform Investment Adviser Law Examination
    2024-07-06
  • S63 Uniform Securities Agent State Law Examination
    2022-09-03
Other Names
  • Hunter Morita
  • Hunter Jane Kohn

View on SEC IAPD

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