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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-10 |
| CA | RA | APPROVED | 2024-07-06 |
Branch Locations
100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States
Frisco, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein & Co., Llc | Los Angeles | CA | 05/2022 | 05/2024 |
| H&C Education | Los Angeles | CA | 09/2021 | 05/2022 |
| Great Minds Education | Los Angeles | CA | 12/2018 | 12/2021 |
| Collegeadvisor.cOm | Los Angeles | CA | 04/2021 | 05/2022 |
| Yale University | New Haven | CT | 08/2017 | 05/2021 |
| Yale Alumni Association | New Haven | CT | 02/2020 | 05/2020 |
| Shoes That Fit | Claremont | CA | 05/2019 | 08/2019 |
| Los Angeles Master Chorale | Los Angeles | CA | 05/2018 | 08/2018 |
| Ruth Musser Middle School / Los Osos High School | Rancho Cucamonga | CA | 01/2012 | 05/2017 |
| N/A | N/A | CA | 05/2017 | 08/2017 |
| Rbc Capital Markets, Llc | Dallas | TX | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-03 |
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