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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-09
CT RA APPROVED 2026-06-12
  • TX RA
    APPROVED
    Since 2026-07-09
  • CT RA
    APPROVED
    Since 2026-06-12

Branch Locations

100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Reading MA 07/2023 05/2024
Wachusett Regional High School Holden MA 08/2015 06/2019
Harrington Farm Princeton MA 05/2017 08/2019
Tiaa Charlotte NC 06/2021 08/2021
Bank Of America Merrill Lynch Boston MA 06/2022 08/2022
Elon University Elon NC 08/2019 05/2023
Elon University Elon NC 01/2022 02/2022
Elon University Elon NC 01/2022 05/2023
Unemployed Rutland MA 05/2023 07/2023
Extended Travel Florence 02/2022 05/2022
Unemployed Rutland MA 05/2022 06/2022
Bank Of America, N.A. Reading MA 07/2023 05/2024
Morgan Stanley Boston MA 06/2024 05/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 06/2026 Present
  • 07/2023 → 05/2024
    Reading, MA
  • 08/2015 → 06/2019
    Wachusett Regional High School
    Holden, MA
  • 05/2017 → 08/2019
    Harrington Farm
    Princeton, MA
  • 06/2021 → 08/2021
    Tiaa
    Charlotte, NC
  • 06/2022 → 08/2022
    Bank Of America Merrill Lynch
    Boston, MA
  • 08/2019 → 05/2023
    Elon University
    Elon, NC
  • 01/2022 → 02/2022
    Elon University
    Elon, NC
  • 01/2022 → 05/2023
    Elon University
    Elon, NC
  • 05/2023 → 07/2023
    Unemployed
    Rutland, MA
  • 02/2022 → 05/2022
    Extended Travel
    Florence
  • 05/2022 → 06/2022
    Unemployed
    Rutland, MA
  • 07/2023 → 05/2024
    Bank Of America, N.A.
    Reading, MA
  • 06/2024 → 05/2026
    Boston, MA
  • 06/2026 → Present
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-20
  • S66 Uniform Combined State Law Examination
    2023-09-20
Other Names
  • Valerie A Borges

View on SEC IAPD

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