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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 07/2023 | Present |
| Free Range Concepts; The Rustic | Houston | TX | 09/2022 | 07/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 06/2022 | 08/2022 |
| Academy Sports + Outdoors | Houston | TX | 10/2020 | 07/2021 |
| Sweetwater Pools Inc. | Houston | TX | 05/2016 | 08/2019 |
| University Of Houston | Houston | TX | 08/2019 | 05/2023 |
| Westbury Christian Scool | Houston | TX | 08/2015 | 05/2019 |
| Bank Of America, N.A. | Houston | TX | 09/2023 | Present |
Resurrected Collective NO Houston, TX 77024 Clothing/Apparel Owner Sole-Proprietorship 10/2018 40 hours/month 0 hours Buying and reselling used vintage t-shirts, jackets, and hats from the 1970s to early 2000's.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-23 |
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