Joaquin A Leija

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  University Place, WA
• 01/2023 → 07/2023
  Unemployed
  Seattle, WA
• 09/2022 → 01/2023
  Banana Republic
  Seattle, WA
• 08/2022 → 09/2022
  Unemployed
  Seattle, WA
• 06/2022 → 08/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seattle, WA
• 10/2021 → 05/2022
  Columbia Pacific Business Finance
  Seattle, WA
• 08/2021 → 09/2021
  Unemployed
  Seattle, WA
• 06/2021 → 08/2021
  The Graduate Hotel
  Seattle, WA
• 08/2020 → 06/2021
  Unemployed
  Seattle, WA
• 06/2020 → 08/2020
  Anastasi Moore And Martin
  Spokane, WA
• 09/2012 → 06/2020
  Unemployed
  Spokane, WA
• 09/2023 → Present
  Bank Of America, N.A.
  University Place, WA

Exams

• S66 Uniform Combined State Law Examination
  2023-10-23